-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ByB5/YUnhsRhyFghZ8laUxfWb8Q+n8cXZl3BrWSb4A+Zb2oE6YlkJU/6/ssD+YGr f7OaEjbcwkWiDmaunQuvsQ== 0001104659-06-009478.txt : 20060214 0001104659-06-009478.hdr.sgml : 20060214 20060214154427 ACCESSION NUMBER: 0001104659-06-009478 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20060214 DATE AS OF CHANGE: 20060214 GROUP MEMBERS: JOSEPH LACOB GROUP MEMBERS: KPCB VIII ASSOCIATES, L.P. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NUVASIVE INC CENTRAL INDEX KEY: 0001142596 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 330768598 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-79899 FILM NUMBER: 06614467 BUSINESS ADDRESS: STREET 1: 4545 TOWNE CENTRE COURT CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: (858) 909-1800 MAIL ADDRESS: STREET 1: 4545 TOWNE CENTRE COURT CITY: SAN DIEGO STATE: CA ZIP: 92121 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: KLEINER PERKINS CAUFIELD & BYERS VIII LP CENTRAL INDEX KEY: 0001032458 IRS NUMBER: 770431351 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 2750 SAND HILL ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 4152332750 MAIL ADDRESS: STREET 1: 2750 SAND HILL ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 SC 13G/A 1 a06-5002_1sc13ga.htm AMENDMENT

 

 

UNITED STATES

OMB APPROVAL

 

SECURITIES AND EXCHANGE COMMISSION

OMB Number:
3235-0145

 

Washington, D.C. 20549

Expires:
February 28, 2006

 

SCHEDULE 13G

Estimated average burden hours per response. . 11

 

(Rule 13d-102)

 

INFORMATION TO BE INCLUDED IN STATEMENTS FILED
PURSUANT TO RULES 13d-1(b) AND (c) AND AMENDMENTS
THERETO FILED PURSUANT TO 13d-2(b) (1)

Under the Securities Exchange Act of 1934
(Amendment No. 1)

 

NuVasive, Inc.

(Name of Issuer)

Common Stock

(Title of Class of Securities)

670704105

(CUSIP Number)

December 31, 2005

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

o

Rule 13d-1(b)

o

Rule 13d-1(c)

ý

Rule 13d-1(d)

 

(1)   The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 



 

 

CUSIP No. 670704105

 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)

Kleiner Perkins Caufield & Byers VIII, L.P., a California limited partnership (“KPCB VIII”) 77-0431351

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

ý

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
California limited partnership

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
0

 

6.

Shared Voting Power 
1,110,841

 

7.

Sole Dispositive Power 
0

 

8.

Shared Dispositive Power
1,110,841

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
1,110,841

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
4.5%

 

 

12.

Type of Reporting Person (See Instructions)
PN

 

2



 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)

KPCB VIII Associates, L.P., a California limited partnership (“KPCB VIII Associates”)  94-3240818

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

ý

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
California limited partnership

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
0

 

6.

Shared Voting Power 
1,175,245 shares, of which 1,110,841 shares are directly held by KPCB VIII and 64,404 shares are directly held by KPCB VIII Founders Fund.  KPCB VIII Associates is the general partner of KPCB VIII and KPCB VIII-Founders Fund.

 

7.

Sole Dispositive Power 
0

 

8.

Shared Dispositive Power
1,175,245 shares, of which 1,110,841 shares are directly held by KPCB VIII and 64,404 shares are directly held by KPCB VIII Founders Fund.  KPCB VIII Associates is the general partner of KPCB VIII and KPCB VIII-Founders Fund.

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
1,175,245

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
4.7%

 

 

12.

Type of Reporting Person (See Instructions)
PN

 

3



 

CUSIP No. 670704105

 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)

Joseph Lacob

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

ý

 

 

(b)

o

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
United States Citizen

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
73,442

 

6.

Shared Voting Power 
0

 

7.

Sole Dispositive Power 
73,442

 

8.

Shared Dispositive Power
0

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
73,442

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
0.3%

 

 

12.

Type of Reporting Person (See Instructions)
IN

 

4



 

Item 1.

 

(a)

Name of Issuer

NuVasive Inc.

 

(b)

Address of Issuer’s Principal Executive Offices

4545 Towne Centre Court

San Diego, CA 92121

 

Item 2.

 

(a)

Name of Person Filing

Kleiner Perkins Caufield & Byers VIII, L.P., a California limited partnership

KPCB VIII Associates, L.P., a California limited partnership

Joseph Lacob

 

(b)

Address of Principal Business Office or, if none, Residence

c/o Kleiner Perkins Caufield & Byers

2750 Sand Hill Road, Menlo Park, California 94025

 

(c)

Citizenship

The entities listed in 2(a) are California limited partnerships.  The individual listed in 2(a) is a United States citizen.

 

(d)

Title of Class of Securities

Common Stock

 

(e)

CUSIP Number

670704105

 

Item 3.

If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

(a)

o

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).

 

(b)

o

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).

 

(c)

o

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).

 

(d)

o

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8).

 

(e)

o

An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);

 

(f)

o

An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);

 

(g)

o

A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

 

(h)

o

A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

 

(i)

o

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

 

(j)

o

Group, in accordance with §240.13d-1(b)(1)(ii)(J).

 

Not applicable.

 

5



 

Item 4.

Ownership

 

See rows 5-11 of cover pages hereto.

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

(a)

Amount beneficially owned:   

 

 

(b)

Percent of class:   

 

 

(c)

Number of shares as to which the person has:

 

 

 

(i)

Sole power to vote or to direct the vote   

 

 

 

(ii)

Shared power to vote or to direct the vote    

 

 

 

(iii)

Sole power to dispose or to direct the disposition of   

 

 

 

(iv)

Shared power to dispose or to direct the disposition of   

 

 

Item 5.

Ownership of Five Percent or Less of a Class

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following   o.

 

 

Item 6.

Ownership of More than Five Percent on Behalf of Another Person

Not Applicable.

 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person

Not Applicable.

 

Item 8.

Identification and Classification of Members of the Group

Not Applicable.

 

Item 9.

Notice of Dissolution of Group

Not Applicable.

 

Item 10.

Certification

Not Applicable.

 

[The remainder of this page intentionally left blank.]

 

6



 

SIGNATURES

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Date:

February 14, 2006

 

KPCB VIII ASSOCIATES, L.P., A

 

CALIFORNIA LIMITED PARTNERSHIP

 

 

 

 

 

Signature

/s/ Brook H. Byers

 

 

 

Brook H. Byers,

 

 

A General Partner

 

 

 

KLEINER PERKINS CAUFIELD & BYERS

 

VIII, L.P., A CALIFORNIA LIMITED

 

PARTNERSHIP

 

 

 

 

 

By:

KPCB VIII Associates, L.P., a California

 

Limited Partnership, its General Partner

 

 

 

 

 

Signature

/s/ Brook H. Byers

 

 

 

Brook H. Byers,

 

 

A General Partner

 

7



 

EXHIBIT INDEX

 

Exhibit

 

Found on
Sequentially
Numbered Page

Exhibit A: Agreement of Joint Filing

 

9

 

8



 

EXHIBIT A

 

Agreement of Joint Filing

 

The undersigned hereby agree that they are filing jointly pursuant to Rule 13d–1 of the Act the statement dated December 31, 2005 containing the information required by Schedule 13G, for the securities of NuVasive Incorporated, held by Kleiner Perkins Caufield & Byers VIII, L.P., a California limited partnership, and with respect to its general partner, such other holdings as may be reported therein.

 

Date:

February 14, 2006

 

KPCB VIII ASSOCIATES, L.P., A

 

CALIFORNIA LIMITED PARTNERSHIP

 

 

 

 

 

Signature

/s/ Brook H. Byers

 

 

 

Brook H. Byers,

 

 

A General Partner

 

 

 

KLEINER PERKINS CAUFIELD & BYERS

 

VIII, L.P., A CALIFORNIA LIMITED

 

PARTNERSHIP

 

 

 

 

 

By:

KPCB VIII Associates, L.P., a California

 

Limited Partnership, its General Partner

 

 

 

 

 

Signature

/s/ Brook H. Byers

 

 

 

Brook H. Byers,

 

 

A General Partner

 

9


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